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John Randall Sukovaty

Spc

Ann Arbor, MI

Firestone, CO

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-25
CO RA APPROVED 2021-06-03
  • TX RA
    APPROVED_RES
    Since 2023-07-25
  • CO RA
    APPROVED
    Since 2021-06-03

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Firestone, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2014 03/2017
Transamerica Capital Inc Denver CO 04/2017 03/2021
Parkland Securities Llc Ann Arbor MI 03/2021 Present
  • 09/2014 → 03/2017
    St Louis, MO
  • 04/2017 → 03/2021
    Transamerica Capital Inc
    Denver, CO
  • 03/2021 → Present
    Parkland Securities Llc
    Ann Arbor, MI
Previous Registrations
  • 2014-11-07 → 2017-03-24
    Broomfield, CO
    Broomfield, CO
    Broomfield, CO
    St Louis, MO
Other Businesses

DBA - Suko Financial Group, LLC, Owner: John R. Sukovaty. Name used for financial practice through Parkland Securities LLC and SPC. Start date: 3/2/21, approx. 60 hrs/mo with 80% during mkt hrs. INV REL: Y Sale of non-variable insurance products including term insurance and MYGA fixed annuities. Annuities sold through approved FMOs of firm. Start date: 9/10/25, approx. 20 hrs/mo with 50% during mkt hrs. INV REL: Y

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-29
S66 Uniform Combined State Law Examination 2014-11-06
  • S65 Uniform Investment Adviser Law Examination
    2021-05-29
  • S66 Uniform Combined State Law Examination
    2014-11-06
Other Names
  • John Sukovaty
  • John Randall Sukovaty

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