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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-11
IN RA APPROVED 2019-10-24
  • TX RA
    APPROVED_RES
    Since 2024-04-11
  • IN RA
    APPROVED
    Since 2019-10-24

Branch Locations

2020 Union St Ste 400, Lafayette, IN 47904-2694 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

West Lafayette, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Lafayette IN 10/2014 Present
Advantage Investment Management Llc Lafayette IN 03/2015 12/2019
Private Advisor Group, Llc Lafayette IN 10/2019 Present
  • 10/2014 → Present
    Lpl Financial Llc
    Lafayette, IN
  • 03/2015 → 12/2019
    Advantage Investment Management Llc
    Lafayette, IN
  • 10/2019 → Present
    Lafayette, IN
Previous Registrations
  • 2015-03-10 → 2019-12-31
    Advantage Investment Management, Llc
    Lafayette, IN
Other Businesses

1.11/04/2014; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Cornerstone Financial; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.07/02/2015; ASH Brokerage; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 07/01/2015; 1hrs/mth; 1hrs during trading 3.12/18/2019; (Hybrid) Cornerstone Financial; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 09/03/2019; 160hrs/mth; 130hrs during trading; I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4.12/18/2019; (Hybrid) Private Advisor Group / Private Advisor Group; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 10/24/2019; 160hrs/mth; 7hrs during trading; I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-20
  • S66 Uniform Combined State Law Examination
    2015-02-20

View on SEC IAPD

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