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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-11 |
| IN | RA | APPROVED | 2019-10-24 |
Branch Locations
2020 Union St Ste 400, Lafayette, IN 47904-2694 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
West Lafayette, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lafayette | IN | 10/2014 | Present |
| Advantage Investment Management Llc | Lafayette | IN | 03/2015 | 12/2019 |
| Private Advisor Group, Llc | Lafayette | IN | 10/2019 | Present |
1.11/04/2014; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Cornerstone Financial; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.07/02/2015; ASH Brokerage; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 07/01/2015; 1hrs/mth; 1hrs during trading 3.12/18/2019; (Hybrid) Cornerstone Financial; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 09/03/2019; 160hrs/mth; 130hrs during trading; I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4.12/18/2019; (Hybrid) Private Advisor Group / Private Advisor Group; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 10/24/2019; 160hrs/mth; 7hrs during trading; I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-20 |
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