Inactive

Natalia Rodriguez

Thureos Asset Management LLC

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Current Employers

Thureos Asset Management Llc

66 W. Flagler St. 9Th Fl, Suite 9078, Miami, FL 33130 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-11-25

FL RA
APPROVED

Since 2020-11-25

Branch Locations

66 W. Flagler St. 9Th Fl, Suite 9078, Miami, FL 33130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mfs Fund Distributors, Inc.	Boston	MA	08/2015	11/2016
Santander Securities, Llc	Dorchester	MA	03/2017	04/2019
Santander Bank, Na	Boston	MA	09/2018	03/2019
Td Private Client Wealth Llc	Melville	NY	04/2019	09/2020
Thureos Asset Management Llc.;	Weston	FL	10/2020	Present
Mfs Institutional Advisors Inc.	Boston	MA	09/2015	04/2017

08/2015 → 11/2016

Mfs Fund Distributors, Inc.

Boston, MA
03/2017 → 04/2019

Santander Securities, Llc

Dorchester, MA
09/2018 → 03/2019

Santander Bank, Na

Boston, MA
04/2019 → 09/2020

Td Private Client Wealth Llc

Melville, NY
10/2020 → Present

Thureos Asset Management Llc.;

Weston, FL
09/2015 → 04/2017

Mfs Institutional Advisors Inc.

Boston, MA

Previous Registrations

2019-04-29 → 2020-09-30

Td Private Client Wealth Llc

Melville, NY
2017-04-04 → 2019-04-03

Santander Securities Llc

Boston, MA

Miami, FL
2015-09-23 → 2017-04-11

Mfs Institutional Advisors Inc.

Boston, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-03-24

S66 Uniform Combined State Law Examination

2015-03-24

Other Names

Natalia Rodriguez
Natalia M Rodriguez

View on SEC IAPD

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