Troy William Mcglone

Current Employers

Heartland Advisors, Inc.

790 N Water Street Suite 1200, Milwaukee, WI 53202 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2014-10-16

WI RA
APPROVED

Since 2014-10-16

Branch Locations

790 N Water Street Suite 1200, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Heartland Advisors	Milwaukee	WI	05/2014	04/2019
Alps Distributors, Inc.	Denver	CO	09/2014	Present
Heartland Advisors	Milwaukee	WI	04/2019	Present

05/2014 → 04/2019

Heartland Advisors

Milwaukee, WI
09/2014 → Present

Alps Distributors, Inc.

Denver, CO
04/2019 → Present

Heartland Advisors

Milwaukee, WI

Other Businesses

1. Heartland Advisors. Investment related. 790 Water St, Ste 1200, Milwaukee, WI 53202, Investment Advisor, Vice President and Portfolio Manager, start 06/2014, 176 hrs/mo, 132 hrs/mo, Investment management. 2. ALPS DISTRIBUTORS, INC. 1290 BROADWAY, SUITE 1000, DENVER, CO 80203 BUSINESS IS INVESTMENT RELATED - BD, REGISTERED REPRESENTATIVE, 160 HOURS/MONTH, 130 HOUR/MONTH DURING TRADING HOURS

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2014-10-06

S63 Uniform Securities Agent State Law Examination

2014-10-06

Designations

View on SEC IAPD

Current Employers

Heartland Advisors, Inc.

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

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