Nicholas Sorrillo

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-07-18
TX	RA	APPROVED	2023-07-18

NY RA
APPROVED

Since 2023-07-18
TX RA
APPROVED

Since 2023-07-18

Branch Locations

1450 Brickell Ave Floor 33, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	New York	NY	10/2014	07/2023
Charles Schwab Bank	New York	NY	10/2014	07/2023
Jpmorgan Chase Bank Na	New York	NY	07/2023	Present
Jpmorgan Securities Llc	New York	NY	07/2023	Present
Aesthetic Essentials	New York	NY	01/2023	06/2023
48 West Hospitality	New York	NY	04/2025	02/2026

10/2014 → 07/2023

Charles Schwab & Co., Inc.

New York, NY
10/2014 → 07/2023

Charles Schwab Bank

New York, NY
07/2023 → Present

Jpmorgan Chase Bank Na

New York, NY
07/2023 → Present

Jpmorgan Securities Llc

New York, NY
01/2023 → 06/2023

Aesthetic Essentials

New York, NY
04/2025 → 02/2026

48 West Hospitality

New York, NY

Previous Registrations

2015-02-25 → 2023-07-07

Charles Schwab & Co., Inc.

New York City, NY

Other Businesses

Entity Name: Chelsea living Room Investment related: No Address: 243 west 14th street new york ny 10011 Nature of the other business: Restaurant Position/Title/Relationship: Owner/Partner Start Date: 01/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: restaurant/ jazz lounge I would be a silent investor with no active role. "

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-02-25

S66 Uniform Combined State Law Examination

2015-02-25

Designations

Other Names

Nick Sorrillo
Nicholas Andrew Sorrillo

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