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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Ferndale | WA | 06/2026 | Present |
| Wells Fargo Bank Na | Marysville | WA | 06/2012 | 05/2026 |
| Wells Fargo Advisors Llc | Marysville | WA | 08/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Marysville | WA | 11/2016 | 05/2026 |
1. 06/2026 - JD Phillips and Associates, Inc - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 100 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/9/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-14 |
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