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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2014-11-05
  • UT RA
    APPROVED
    Since 2014-11-05

Branch Locations

32 W Parrish Ln 1St Fl, Centerville, UT 84014 • United States

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

1875 W 5300 S, Roy, UT 84067 • United States

320 E Gentile St, Layton, UT 84041 • United States

1435 N Hill Field Rd, Layton, UT 84041 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Spanish Fork UT 07/2013 Present
Wells Fargo Advisors Llc Spanish Fork UT 08/2014 11/2016
Wells Fargo Clearing Services, Llc Spanish Fork UT 11/2016 Present
  • 07/2013 → Present
    Wells Fargo Bank Na
    Spanish Fork, UT
  • 08/2014 → 11/2016
    Wells Fargo Advisors Llc
    Spanish Fork, UT
  • 11/2016 → Present
    Spanish Fork, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-03
S63 Uniform Securities Agent State Law Examination 2014-10-14
  • S65 Uniform Investment Adviser Law Examination
    2014-11-03
  • S63 Uniform Securities Agent State Law Examination
    2014-10-14

View on SEC IAPD

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