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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-02 |
Branch Locations
5395 Canyon Crest Drive, Riverside, CA 92507 • United States
195 West Ontario Avenue, Corona, CA 92882 • United States
3600 Tyler Street, Riverside, CA 92503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | San Bernardino | CA | 08/2013 | 01/2017 |
| Wells Fargo Advisors Llc | San Bernardino | CA | 08/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Bernardino | CA | 11/2016 | 01/2021 |
| Unemployed | Riverside | CA | 01/2021 | 06/2021 |
| Lpl Financial | Riverside | CA | 06/2021 | 04/2022 |
| Pnc Investments Llc | Riverside | CA | 04/2022 | Present |
6/18/2022 / Member of Board of Directors / Riverside Housing Development Corporation / Non-Investment related / One hour during trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-14 |
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