Ryan M Birkhauser

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-12-04
TN	RA	APPROVED	2022-06-10
IL	RA	APPROVED	2021-08-26
TX	RA	APPROVED	2021-08-26

FL RA
APPROVED

Since 2025-12-04
TN RA
APPROVED

Since 2022-06-10
IL RA
APPROVED

Since 2021-08-26
TX RA
APPROVED

Since 2021-08-26

Branch Locations

Santa Rosa Beach, FL • United States

4020 Aspen Grove Drive Suite 380, Franklin, TN 37067 • United States

950 N. Western Avenue Suite 200, Lake Forest, IL 60045-1734 • United States

Brentwood, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner And Smith Incorporated	Lake Forest	IL	09/2011	08/2021
Bank Of America, N.A.	Lake Forest	IL	01/2012	08/2021
Rbc Capital Markets, Llc	Lake Forest	IL	08/2021	Present
City National Bank	Lake Forest	IL	09/2021	Present

09/2011 → 08/2021

Merrill Lynch, Pierce, Fenner And Smith Incorporated

Lake Forest, IL
01/2012 → 08/2021

Bank Of America, N.A.

Lake Forest, IL
08/2021 → Present

Rbc Capital Markets, Llc

Lake Forest, IL
09/2021 → Present

City National Bank

Lake Forest, IL

Previous Registrations

2011-12-07 → 2021-08-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lake Forest, IL

Other Businesses

(1) NAME OF ENTITY: Birkhauser FL Property ADDRESS: 9718 Split Log Rd, Brentwood, TN 37027 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Nov 24, 2025 CAPACITY: Owner DUTIES: Owner of the trust HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-12-06

S66 Uniform Combined State Law Examination

2011-12-06

Designations

View on SEC IAPD