Inactive

Sylphiel Yip

Uplift Investing, Inc

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Current Employers

Uplift Investing, Inc

Piedmont, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-11-03

CA RA
APPROVED

Since 2025-11-03

Branch Locations

Piedmont, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
G.X.CLarke/Intl Fcstone	New York	NY	11/2010	06/2017
Uplift Investing, Incc	Kensington	CA	09/2017	Present

11/2010 → 06/2017

G.X.CLarke/Intl Fcstone

New York, NY
09/2017 → Present

Uplift Investing, Incc

Kensington, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-02-02
S63	Uniform Securities Agent State Law Examination	2017-04-13

S65 Uniform Investment Adviser Law Examination

2018-02-02
S63 Uniform Securities Agent State Law Examination

2017-04-13

View on SEC IAPD

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