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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2014-12-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Financial Group Llc | Grants Pass | OR | 07/2014 | 01/2017 |
| Independent Financial Group, Llc | Grants Pass | OR | 01/2017 | Present |
(1) NOTARY POSITION: Notary NATURE: Notary INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2013 ADDRESS: 1454 Nw 6th Street, Grants Pass OR 97526, United States DESCRIPTION: NOTARY PUBLIC (2) EQ PRESIDENT-CHURCH OF JESUS CHRIST OF LATTER-DAY SAINTS POSITION: Elders Quorum President NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2021 ADDRESS: 1969 Williams Highway, Grants Pass OR 97527, United States DESCRIPTION: Serve on the ward council. (3) PAUL & ROBYN SUTHERLAND RENTAL PROPERTY POSITION: Owner/Landlord NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2021 ADDRESS: 1297 Vista Drive, Grants Pass OR 97527, United States DESCRIPTION: Owner of the property and renting it out on a monthly basis. (4) TERRY C. LEE POA & ESTATE EXECUTOR POSITION: Volunteer NATURE: Acting as a POA, Trustee, Executor (Non-securities client). INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: GRANTS PASS OR 97526, United States DESCRIPTION: POA and executor of Terry C. Lee's estate. (5) SEMINARY TEACHER-CHURCH OF JESUS CHRIST OF LATTER-DAY SAINTS POSITION: Volunteer NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 09/03/2024 ADDRESS: 1403 SE Rogue Dr, GRANTS PASS OR 97526, United States DESCRIPTION: Seminary teacher. Each weekday morning, I teach a gospel of Jesus Christ lesson to 14-15 year old high school students. (6) PK LASER DESIGN POSITION: Owner NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2024 ADDRESS: 1403 SE Rogue Drive, Grants Pass OR 97526, United States DESCRIPTION: Make laser designed game boards, boxes, earrings, and other custom items. (7) ROGUE VALLEY TAX SERVICE POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2026 ADDRESS: 1454 Nw 6th Street, Grants Pass OR 97526, United States DESCRIPTION: President of Investment Resources, Inc.; Rogue Valley Tax Service is a subsidiary of Investment Resources, Inc. (8) INVESTMENT RESOURCES, INC. POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2026 ADDRESS: 1454 Nw 6th Street, Grants Pass OR 97526, United States DESCRIPTION: President of Investment Resources, Inc. Responsible for overseeing the organization's total operations, financial administration, reviewing and enforcing financial policies and procedures, generating financial reports, creating budgets, etc., for the 30% of the time spent.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-23 |
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