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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-08-03
CA RA APPROVED 2026-07-14
IN RA APPROVED 2017-06-03
  • OH RA
    APPROVED
    Since 2026-08-03
  • CA RA
    APPROVED
    Since 2026-07-14
  • IN RA
    APPROVED
    Since 2017-06-03

Branch Locations

Sylvania, OH • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Charlotte NC 08/2014 03/2017
Brighthouse Financial Charlotte NC 03/2017 03/2017
American Funds Carmel IN 04/2017 02/2019
American Funds Carmel IN 02/2019 04/2020
American Funds Carmel IN 04/2020 04/2023
Capital Group / Capital Client Group, Inc. Carmel IN 04/2023 07/2026
Capital Group / Capital Client Group, Inc. Los Angeles CA 07/2026 Present
  • 08/2014 → 03/2017
    Metlife
    Charlotte, NC
  • 03/2017 → 03/2017
    Brighthouse Financial
    Charlotte, NC
  • 04/2017 → 02/2019
    American Funds
    Carmel, IN
  • 02/2019 → 04/2020
    American Funds
    Carmel, IN
  • 04/2020 → 04/2023
    American Funds
    Carmel, IN
  • 04/2023 → 07/2026
    Capital Group / Capital Client Group, Inc.
    Carmel, IN
  • 07/2026 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles , CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-03
S63 Uniform Securities Agent State Law Examination 2014-11-10
  • S65 Uniform Investment Adviser Law Examination
    2017-06-03
  • S63 Uniform Securities Agent State Law Examination
    2014-11-10
Other Names
  • Matthew Keck

View on SEC IAPD

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