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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-04-10 |
Branch Locations
506 W Torrance Blvd, Carson, CA 90745 • United States
2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States
111 W Ocean Blvd Ste 100, Long Beach, CA 90802 • United States
339 W Anaheim St, Wilmington, CA 90744 • United States
251 E Willow St Ste A, Long Beach, CA 90806 • United States
11305 Crenshaw Blvd, Inglewood, CA 90303 • United States
1144 E Florence Ave, Los Angeles, CA 90001 • United States
18005 S Avalon Blvd, Carson, CA 90746 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific Maritime Association | Long Beach | CA | 09/2007 | Present |
| Wells Fargo Advisors, Llc | El Segundo | CA | 04/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | El Segundo | CA | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; DOWNEY, CA; 100% OWNERSHIP; START: 07/01/2013; HOURS: 1 PER MONTH - 0 DURING TRADING; DUTIES: LANDLORD PACIFIC MARITIME ASSOCIATION; NON-INV RELATED; SAN FRANCISCO CA; LONGSHOREMAN; START: 10/01/2007; HOURS: 8 PER MONTH - 0 DURING TRADING; DUTIES: IMPORT/EXPORT DOMESTIC GOODS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-13 |
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