Nicholas Gene Field

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2015-02-13

MI RA
APPROVED

Since 2015-02-13

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sigma Financial Corporation	Ann Arbor	MI	02/2015	Present
Spc	Ann Arbor	MI	02/2015	Present
Parkland Securities	Ann Arbor	MI	05/2015	Present

02/2015 → Present

Sigma Financial Corporation

Ann Arbor, MI
02/2015 → Present

Spc

Ann Arbor, MI
05/2015 → Present

Parkland Securities

Ann Arbor, MI

Other Businesses

CONTRACT LOCATION CONSULTING / WALK THROUGHS FOR FAMILY-OWNED FACILITIES MAINTENANCE BUSINESS, UNIVERSAL SERVICE CONCEPTS, LLC, SALINE, MI. NON-INVESTMENT RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-12-15

S66 Uniform Combined State Law Examination

2014-12-15

View on SEC IAPD

Current Employers

Spc

Disclosures

Employment History

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