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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-03-14
PA RA APPROVED 2022-11-11
TX RA APPROVED 2022-11-11
  • NJ RA
    APPROVED
    Since 2023-03-14
  • PA RA
    APPROVED
    Since 2022-11-11
  • TX RA
    APPROVED
    Since 2022-11-11

Branch Locations

1200 Howard Blvd, Mount Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 08/2014 11/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bala Cynwyd PA 11/2022 Present
Bank Of America N.A. Bala Cynwyd PA 11/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-16
  • S66 Uniform Combined State Law Examination
    2015-12-16
Other Names
  • Anthony Arot
  • Anthony James Arot

View on SEC IAPD

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