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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-07-12
CT RA APPROVED 2015-05-14
  • TX RA
    APPROVED
    Since 2016-07-12
  • CT RA
    APPROVED
    Since 2015-05-14

Branch Locations

Sudbury, MA • United States

25 Burlington Mall Rd, Burlington, MA 01803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Chelmsford MA 04/2015 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chelmsford MA 04/2015 Present
Other Businesses

I*3210276, Entity Type, Name of OBA: Rental Property 1Address: BostonMassachusetts02128 Investment Related: No Position, Title, Association: Sole owner Employee Start Date:11/15/2025 No Hours: 48 yearly No Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-04
S63 Uniform Securities Agent State Law Examination 2014-09-22
  • S66 Uniform Combined State Law Examination
    2015-05-04
  • S63 Uniform Securities Agent State Law Examination
    2014-09-22

View on SEC IAPD

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