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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-07-12 |
| CT | RA | APPROVED | 2015-05-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Chelmsford | MA | 04/2015 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chelmsford | MA | 04/2015 | Present |
I*3210276, Entity Type, Name of OBA: Rental Property 1Address: BostonMassachusetts02128 Investment Related: No Position, Title, Association: Sole owner Employee Start Date:11/15/2025 No Hours: 48 yearly No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-22 |
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