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Current Employers
Goldstone Financial Group, Llc

18W140 Butterfield Road 16Th Floor, Oakbrook Terrace, IL 60181 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-06-08
  • IL RA
    APPROVED
    Since 2018-06-08

Branch Locations

18W140 Butterfield Road 16Th Floor, Oakbrook Terrace, IL 60181 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tcm Securities, Inc Woodstock GA 01/2017 04/2018
Goldstone Financial Group Oakbrook Terrace IL 05/2015 Present
Goldstone Financial Group, Llc Oakbrook Terrace IL 05/2018 Present
  • 01/2017 → 04/2018
    Tcm Securities, Inc
    Woodstock, GA
  • 05/2015 → Present
    Goldstone Financial Group
    Oakbrook Terrace, IL
  • 05/2018 → Present
    Oakbrook Terrace, IL
Other Businesses

LICENSED INSURANCE AGENT OFFERING LIFE AND FIXED ANNUITY SALES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-11
S63 Uniform Securities Agent State Law Examination 2014-10-23
  • S65 Uniform Investment Adviser Law Examination
    2018-05-11
  • S63 Uniform Securities Agent State Law Examination
    2014-10-23

View on SEC IAPD

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