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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-06
NY RA APPROVED 2021-08-04
  • TX RA
    APPROVED_RES
    Since 2026-08-06
  • NY RA
    APPROVED
    Since 2021-08-04

Branch Locations

Pomona, NY • United States

120 White Plains Road Suite 601, Tarrytown, NY 10591 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Investors Corporation Newburgh NY 08/2014 04/2019
Foresters Financial Newburgh NY 01/2015 04/2019
Massmutual Life Insurance Co Tarrytown NY 03/2019 Present
Mml Investors Services, Llc Tarrytown NY 04/2019 Present
  • 08/2014 → 04/2019
    First Investors Corporation
    Newburgh, NY
  • 01/2015 → 04/2019
    Foresters Financial
    Newburgh, NY
  • 03/2019 → Present
    Massmutual Life Insurance Co
    Tarrytown, NY
  • 04/2019 → Present
    Tarrytown, NY
Other Businesses

(1)NAME: NILAY PATEL INV REL: Y ADD: RESIDENTIAL ADD NATURE: OUTSIDE INSURANCE POSITION: SALES/ AGENT START DATE: 3/28/2019 NO HRS/MO: 3 NO HRS/MO DUR TRADING: 3 DUTIES: LIFE AND FIXED ANNUITIES. (2)NAME: ENVY MOTORSPORTS LLC INV REL: N ADD: 200 HIGH POINT DRIVE, APT 507, HARTSDALE NY 10530 NATURE: OTHER/EXOTIC CAR RENTAL POSITION: PARTNER START DATE: 06/10/2020 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-10-13
  • S63 Uniform Securities Agent State Law Examination
    2014-10-13

View on SEC IAPD

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