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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-11-13
DC RA APPROVED 2018-01-30
MD RA APPROVED 2017-12-13
  • TX RA
    APPROVED_RES
    Since 2019-11-13
  • DC RA
    APPROVED
    Since 2018-01-30
  • MD RA
    APPROVED
    Since 2017-12-13

Branch Locations

1899 Pennsylvania Ave N Ste 1000, Washington, DC 20006 • United States

Annapolis, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Retirement Wealth Advisors, Inc. Rockville MD 08/2014 07/2017
Monumental Financial Group Rockville MD 12/2011 08/2017
Raymond James & Associates Washington DC 10/2017 Present
Lmi Annapolis MD 05/2025 12/2025
  • 08/2014 → 07/2017
    Retirement Wealth Advisors, Inc.
    Rockville, MD
  • 12/2011 → 08/2017
    Monumental Financial Group
    Rockville, MD
  • 10/2017 → Present
    Raymond James & Associates
    Washington, DC
  • 05/2025 → 12/2025
    Lmi
    Annapolis, MD
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-01-05
S65 Uniform Investment Adviser Law Examination 2014-07-15
  • S63 Uniform Securities Agent State Law Examination
    2018-01-05
  • S65 Uniform Investment Adviser Law Examination
    2014-07-15

View on SEC IAPD

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