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Laura Lea Thompson-Ball

Morgan Stanley

Lake Oswego, OR

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2016-08-22
TX RA APPROVED 2016-08-22
  • OR RA
    APPROVED
    Since 2016-08-22
  • TX RA
    APPROVED
    Since 2016-08-22

Branch Locations

4800 Meadows Road Suite 400, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Lake Oswego OR 08/2016 Present
Previous Registrations
  • 2014-12-15 → 2016-07-22
    St Louis, MO
    Bend, OR
    Bend, OR
    Bend, OR
Other Businesses

*415164 - Trust; Investment related -Yes; Bend, Oregon; Successor Trustee; 11/2020; During business hours: 0; After business hours: 0; Estate Administration

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-17
  • S66 Uniform Combined State Law Examination
    2014-10-17
Other Names
  • Laura Lea Thompson
  • Laura Lea Ball
  • Laura L Thompson-Ball

View on SEC IAPD

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