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David Alejandro Santos

Wells Fargo Clearing Services, LLC

Walnut Creek, CA

Castro Valley, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-10
  • CA RA
    APPROVED
    Since 2022-10-10

Branch Locations

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

3500 Castro Valley Blvd, Castro Valley, CA 94546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Redwood City CA 09/2015 Present
Wells Fargo Clearing Services Llc Redwood City CA 05/2017 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-07
S63 Uniform Securities Agent State Law Examination 2017-07-10
  • S65 Uniform Investment Adviser Law Examination
    2022-10-07
  • S63 Uniform Securities Agent State Law Examination
    2017-07-10
Other Names
  • David Alejandro Santos
  • David Santos

View on SEC IAPD

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