Best Investors Account Sign in

Caitlin Watson

Ubs Financial Services Inc.

Boston, MA

New York, NY

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2020-02-05
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2020-02-05

Branch Locations

One Post Office Square 35Th Floor, Boston, MA 02109 • United States

11 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 08/2014 Present
Jpmorgan Chase Bank Na New York NY 07/2014 Present
Wild Harbor Yacht Club N. Falmouth MA 06/2004 Present
Ubs Financial Services Inc New York NY 01/2020 Present
  • 08/2014 → Present
    J.P. Morgan Securities Llc
    New York, NY
  • 07/2014 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 06/2004 → Present
    Wild Harbor Yacht Club
    N. Falmouth, MA
  • 01/2020 → Present
    Ubs Financial Services Inc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-04
S63 Uniform Securities Agent State Law Examination 2014-10-06
  • S65 Uniform Investment Adviser Law Examination
    2020-02-04
  • S63 Uniform Securities Agent State Law Examination
    2014-10-06
Other Names
  • Caitlin Marie Watson
  • Caitlin Watson

View on SEC IAPD

Other Firms

COHERE CAPITAL
BAYPINE HOLDINGS LP
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P.
LONGWOOD MANAGEMENT LLC
ADVENT INTERNATIONAL, L.P.
NEW HERITAGE CAPITAL, LLC
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC
NEWPATH MANAGEMENT, L.P.

Other Investors

JOHN KENNEDY
JOSHUA WEBSTER JONES
STEPHEN ELLSWORTH JOHNSON
CHRISTOPHER MICHAEL HAGAN
ALDEN Wakefield WITMAN
JEFFREY ABRAHAM BESHANSKY
Holly A Dumlupinar
Andrew Joseph Busa

Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

More in Boston, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor