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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-08-17 |
| RI | RA | APPROVED | 2019-03-01 |
| TX | RA | APPROVED | 2017-04-06 |
| IL | RA | APPROVED | 2016-11-21 |
Branch Locations
25 Burlington Mall Rd, Burlington, MA 01803 • United States
1700 W Park Dr, Westborough, MA 01581 • United States
45 William St, Wellesley Hills, MA 02481 • United States
45 William St, Wellesley Hills, MA 02481 • United States
Providence, RI • United States
300 Broadhollow Rd, Melville, NY 11747 • United States
1 Financial Plaza, Providence, RI 02903 • United States
100 Front St, Worcester, MA 01608 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 08/2014 | Present |
| Bank Of America, N.A. | Rolling Meadows | IL | 10/2016 | Present |
I*423894, Name of OBA: Nothing Personal Entertainment Address: West Warwick, RI Investment Related: No Position, Title, Association: Owner Employee Start Date: 8/1/2022 No Hours: 20 Monthly No Hours during trading: 0 Duties: Musical performance, coordination of performances & receipt of payment for performances.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-30 |
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