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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-23 |
| CA | RA | APPROVED | 2016-11-08 |
Branch Locations
1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States
2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 08/2014 | Present |
| Bank Of America, N.A. | Chandler | AZ | 08/2014 | Present |
I*99597 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: NGUY HUANG LLC INVESTMENT RELATED: NO ADDRESS OF BUSINESS: CHANDLER, ARIZONA 85248 POSITION, TITLE, ASSOCIATION: OTHER, CONTACT PERSON START DATE OF RELATIONSHIP: 8/15/2014 NUMBER OF HOURS DEVOTED: 1 HOUR MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FAMILY RENTAL PROPERTIES, ACT AS A MAIN CONTACT PERSON FOR ANY PROBLEMS OR ISSUE WITH THE PROPERTIES I*4875267 Entity Type: Fiduciary role Name of OBA: a. c. Address: chandler, Arizona, 85248 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 07/09/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Power of Attorney/Parents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-12 |
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