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Ken David Obray

Foundations Investment Advisors LLC

Peoria, AZ

Phoenix, AZ

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Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-02-07
  • AZ RA
    APPROVED
    Since 2025-02-07

Branch Locations

16150 N Arrowhead Fountains Center Dr. Suite 200, Peoria, AZ 85382 • United States

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 08/2014 07/2017
Bank Of America, N.A. Chandler AZ 08/2014 07/2017
Financial Engines Adivsors L.L.C. Phoenix AZ 07/2017 06/2021
Financial Engines Advisors L.L.C. Santa Clara CA 06/2021 09/2024
Foundations Investment Advisors Phoenix AZ 02/2025 Present
Asset Preservation Wealth And Tax Peoria AZ 10/2024 Present
  • 08/2014 → 07/2017
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 08/2014 → 07/2017
    Bank Of America, N.A.
    Chandler, AZ
  • 07/2017 → 06/2021
    Financial Engines Adivsors L.L.C.
    Phoenix, AZ
  • 06/2021 → 09/2024
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 02/2025 → Present
    Foundations Investment Advisors
    Phoenix, AZ
  • 10/2024 → Present
    Asset Preservation Wealth And Tax
    Peoria, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-21
  • S66 Uniform Combined State Law Examination
    2014-10-21
Other Names
  • Ken D Obray

View on SEC IAPD

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Other Offices

CLARUS WEALTH ADVISORS, LLC · PEORIA, AZ
EDWARD JONES · PEORIA, AZ
EDWARD JONES · SUN CITY, AZ
J.P. MORGAN SECURITIES LLC · PEORIA, AZ
TACTIVE ADVISORS, LLC · Peoria, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PEORIA, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PEORIA, AZ
KINGDOM FINANCIAL GROUP, LLC · PEORIA, AZ

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