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Gorav Baidwan

J.P. Morgan Securities LLC

Roswell, GA

Marietta, GA

Roswell, GA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-04-05
  • GA RA
    APPROVED
    Since 2023-04-05

Branch Locations

4401 Shallowford Rd, Ste 190, Roswell, GA 30075 • United States

3615 Sandy Plains Rd, Marietta, GA 30066 • United States

1175 Woodstock Rd, Roswell, GA 30075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Alpharetta GA 03/2016 11/2016
Wells Fargo Bank Na Alpharetta GA 12/2014 04/2023
Wells Fargo Clearing Services, Llc Alpharetta GA 11/2016 04/2023
J.P. Morgan Securities Llc Roswell GA 04/2023 Present
Jpmorgan Chase Bank, N.A. Roswell GA 04/2023 Present
  • 03/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Alpharetta, GA
  • 12/2014 → 04/2023
    Wells Fargo Bank Na
    Alpharetta, GA
  • 11/2016 → 04/2023
    Wells Fargo Clearing Services, Llc
    Alpharetta, GA
  • 04/2023 → Present
    J.P. Morgan Securities Llc
    Roswell, GA
  • 04/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Roswell, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-03
S63 Uniform Securities Agent State Law Examination 2016-06-15
  • S66 Uniform Combined State Law Examination
    2020-11-03
  • S63 Uniform Securities Agent State Law Examination
    2016-06-15
Other Names
  • Gorav Singh Baidwan

View on SEC IAPD

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