Stephanie Berry Chapman

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2023-06-15

NE RA
APPROVED

Since 2023-06-15

Branch Locations

Papillion, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Proequities Inc	Birmingham	AL	02/2016	10/2018
Compass Bank	Birmingham	AL	10/2018	08/2021
Bbva Securities Inc	Birmingham	AL	10/2018	08/2021
Bbva Compass Insurance Agency Inc	Austin	TX	10/2018	08/2021
Bbva Wealth Solutions Inc.	Birmingham	AL	10/2018	08/2021
Lpl Financial Llc	Pelham	AL	08/2021	Present

02/2016 → 10/2018

Proequities Inc

Birmingham, AL
10/2018 → 08/2021

Compass Bank

Birmingham, AL
10/2018 → 08/2021

Bbva Securities Inc

Birmingham, AL
10/2018 → 08/2021

Bbva Compass Insurance Agency Inc

Austin, TX
10/2018 → 08/2021

Bbva Wealth Solutions Inc.

Birmingham, AL
08/2021 → Present

Lpl Financial Llc

Pelham, AL

Previous Registrations

2018-10-24 → 2021-08-31

Pnc Managed Account Solutions, Inc.

Birmingham, AL
2017-03-07 → 2018-10-19

Concourse Financial Group Securities, Inc.

Birmingham, AL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-03-07
S63	Uniform Securities Agent State Law Examination	2014-11-13

S65 Uniform Investment Adviser Law Examination

2017-03-07
S63 Uniform Securities Agent State Law Examination

2014-11-13

Other Names

Stephanie Berry Berry
Stephanie Nicole Berry
Stephanie Nicole Mcnickle
Stephanie N Mcnickle
Stephanie N Berry
Stephanie Berry
Stephanie B Chapman

View on SEC IAPD

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