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Michelle Leigh Bowen

Wells Fargo Clearing Services, LLC

Cumming, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-09-06
  • GA RA
    APPROVED
    Since 2018-09-06

Branch Locations

106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Duluth GA 09/2004 Present
Wells Fargo Advisors, Llc. Duluth GA 07/2014 11/2016
Wells Fargo Clearing Services, Llc Duluth GA 11/2016 Present
  • 09/2004 → Present
    Wells Fargo Bank Na
    Duluth, GA
  • 07/2014 → 11/2016
    Wells Fargo Advisors, Llc.
    Duluth, GA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Duluth, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-31
S63 Uniform Securities Agent State Law Examination 2015-01-05
  • S66 Uniform Combined State Law Examination
    2018-08-31
  • S63 Uniform Securities Agent State Law Examination
    2015-01-05
Other Names
  • Michelle Spreher Bowen
  • Michelle Leigh Spreher
  • Michelle Bowen

View on SEC IAPD

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