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Adam Lee Barnes

LPl Financial LLC

Fort Mill, SC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2018-06-14
  • SC RA
    APPROVED
    Since 2018-06-14

Branch Locations

Fort Mill, SC • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 08/2014 08/2017
Lpl Financial Llc Fort Mill SC 08/2017 Present
  • 08/2014 → 08/2017
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2017 → Present
    Lpl Financial Llc
    Fort Mill, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-14
S63 Uniform Securities Agent State Law Examination 2014-09-11
  • S65 Uniform Investment Adviser Law Examination
    2018-06-14
  • S63 Uniform Securities Agent State Law Examination
    2014-09-11

View on SEC IAPD

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