Kelsey Ann Odey

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2018-08-09

CO RA
APPROVED

Since 2018-08-09

Branch Locations

Evergreen, CO • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Cherry Creek	CO	10/2015	11/2016
Wells Fargo Clearing Services, Llc	Cherry Creek	CO	11/2016	04/2018
Lpl Financial Llc	Denver	CO	06/2018	Present

10/2015 → 11/2016

Wells Fargo Advisors, Llc

Cherry Creek, CO
11/2016 → 04/2018

Wells Fargo Clearing Services, Llc

Cherry Creek, CO
06/2018 → Present

Lpl Financial Llc

Denver, CO

Previous Registrations

2015-10-30 → 2018-05-01

Wells Fargo Clearing Services, Llc

Denver, CO
2014-03-21 → 2015-11-17

Ubs Financial Services Inc.

Boulder, CO
2008-02-14 → 2013-02-25

Ubs Financial Services Inc.

Denver, CO

Other Businesses

1)08/09/2018 - Real Estate Rental - 4247B South Granby Court Denver, CO 80206 - 1% - INVESTMENT RELATED - DENVER, CO 80206 2)08/09/2018 - DBA for LPL Business (entity for LPL business) - Vargas Wealth Management, LLC - 50% - INVESTMENT RELATED - DENVER, CO 80203

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-02-13

S66 Uniform Combined State Law Examination

2008-02-13

Other Names

Kelsey Ann Sherman
Keisey Ann Sherman

View on SEC IAPD