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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2014-12-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Providence | RI | 03/2001 | Present |
| Bank Of America, N.A. | Providence | RI | 07/2014 | Present |
I*873237 Entity Type: Charitable Name of outside business organization: Neighborhood Health Plan of Rhode Island Investment related: No Address of business: Smithfield, Rhode Island, 02917 Position, title, association: Board Member, Start date of relationship: 7/1/2022 Number of hours devoted: 16 hrs Yearly Number of hours devoted during trading hours: 0 Duties: To provide health coverage for individual in low to moderate income areas. Board member responsibilities: Makes all CEO hiring and compensation decisions, to include contributing to the evaluation of CEO. Serving as a trusted advisor to the CEO as he develops and implements the strategic plan; Reviewing outcomes and metrics for evaluating its impact, and regularly measuring its performance and effectiveness using those metrics; reviewing agenda and supporting materials prior to board and committee meetings Accepts fiduciary responsibility as a body and ensures integrity of their records and reports by approving the annual budget.Helps develop a strategic plan and monitor compliance with the goals and objectives of the plan. Assisting the CEO and board chair in identifying and recruiting other Board Members; Partnering with the CEO and other board members to ensure that board resolutions are carried out; Serving on committees; act as an ambassador and ensure diversity in board membership. I*418496 Entity Type: Charitable Name of OBA: United Way of Rhode Island Address: Providence, Rhode Island, 2909 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 09/01/2022 Number of Hours: 24, Yearly Number of Hours during trading: 24, Yearly Duties: Provide support to other non profits and keep an eye on the social determinants and provide data to understand. Chairman of the board: run the meetings and meet with CEO quarterly to provide support.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-13 |
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