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Francis X Malone

Morgan Stanley

Los Angeles, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-31
CA RA APPROVED 2024-10-18
  • TX RA
    APPROVED
    Since 2025-01-31
  • CA RA
    APPROVED
    Since 2024-10-18

Branch Locations

444 South Flower Street,34Th Floor, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Los Angeles CA 07/2024 10/2024
Sumo Logic Denver CO 02/2022 03/2023
Workramp San Francisco CA 09/2019 01/2022
Waivecar Santa Monica CA 08/2018 06/2019
Waivecar Santa Monica CA 06/2017 09/2017
Waivecar Santa Monica CA 06/2016 09/2016
Unemployed Palos Verdes Estates CA 03/2023 06/2024
Santa Clara University Santa Clara CA 09/2017 06/2018
Santa Clara University Santa Clara CA 09/2016 06/2017
Morgan Stanley Smith Barney Llc Los Angeles CA 10/2024 Present
Morgan Stanley Private Bank, N.A New York NY 10/2024 Present
  • 07/2024 → 10/2024
    Morgan Stanley Smith Barney Llc
    Los Angeles, CA
  • 02/2022 → 03/2023
    Sumo Logic
    Denver, CO
  • 09/2019 → 01/2022
    Workramp
    San Francisco, CA
  • 08/2018 → 06/2019
    Waivecar
    Santa Monica, CA
  • 06/2017 → 09/2017
    Waivecar
    Santa Monica, CA
  • 06/2016 → 09/2016
    Waivecar
    Santa Monica, CA
  • 03/2023 → 06/2024
    Unemployed
    Palos Verdes Estates, CA
  • 09/2017 → 06/2018
    Santa Clara University
    Santa Clara, CA
  • 09/2016 → 06/2017
    Santa Clara University
    Santa Clara, CA
  • 10/2024 → Present
    Morgan Stanley Smith Barney Llc
    Los Angeles, CA
  • 10/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-09
  • S66 Uniform Combined State Law Examination
    2024-10-09
Other Names
  • Francis Xavier Malone

View on SEC IAPD

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Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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