Inactive

Karen Barabutes Barta

Cbiz Investment Advisory Services, LLC

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Current Employers

Cbiz Investment Advisory Services, Llc

5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-02-18

CA RA
APPROVED

Since 2020-02-18

Branch Locations

Martinez, CA • United States

5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pension Dynamics Company Llc	Pleasant Hill	CA	11/2009	02/2020
Stephen James Butler Llc	Pleasant Hill	CA	12/2014	09/2021
Pension Dynamics Securities Corporation	Pleasant Hill	CA	11/2009	09/2021
Cbiz Investment Advisory Services	Cleveland	OH	02/2020	Present

11/2009 → 02/2020

Pension Dynamics Company Llc

Pleasant Hill, CA
12/2014 → 09/2021

Stephen James Butler Llc

Pleasant Hill, CA
11/2009 → 09/2021

Pension Dynamics Securities Corporation

Pleasant Hill, CA
02/2020 → Present

Cbiz Investment Advisory Services

Cleveland, OH

Previous Registrations

2014-12-19 → 2020-12-31

Stephen James Butler Llc

Pleasant Hill, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-12-02
S63	Uniform Securities Agent State Law Examination	2014-10-14
S66	Uniform Combined State Law Examination	2014-09-02

S65 Uniform Investment Adviser Law Examination

2014-12-02
S63 Uniform Securities Agent State Law Examination

2014-10-14
S66 Uniform Combined State Law Examination

2014-09-02

Other Names

Karen Alexis Barta
Karen Barabutes

View on SEC IAPD

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