Kara Galle

LPl Enterprise, LLC

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Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2024-10-22
SC	RA	APPROVED	2024-10-22

NE RA
APPROVED

Since 2024-10-22
SC RA
APPROVED

Since 2024-10-22

Branch Locations

Omaha, NE • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securities America Advisors	La Vista	NE	10/2017	10/2021
Securities America Inc	La Vista	NE	08/2014	10/2021
Bank Of The West	Omaha	NE	11/2021	07/2023
Bancwest Investment Services, Inc	Omaha	NE	11/2021	07/2023
Lpl Financial Llc	San Diego	CA	02/2023	10/2024
Lpl Enterprise, Llc	Fort Mill	SC	10/2024	Present

10/2017 → 10/2021

Securities America Advisors

La Vista, NE
08/2014 → 10/2021

Securities America Inc

La Vista, NE
11/2021 → 07/2023

Bank Of The West

Omaha, NE
11/2021 → 07/2023

Bancwest Investment Services, Inc

Omaha, NE
02/2023 → 10/2024

Lpl Financial Llc

San Diego, CA
10/2024 → Present

Lpl Enterprise, Llc

Fort Mill, SC

Previous Registrations

2024-03-04 → 2024-10-21

Lpl Financial Llc

Omaha, NE

San Diego, CA
2021-11-10 → 2023-07-28

Bancwest Investment Services, Inc.

Omaha, NE
2017-10-25 → 2021-10-15

Securities America Advisors, Inc.

La Vista, NE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-13

S66 Uniform Combined State Law Examination

2017-10-13

Other Names

Kara Eve Marie Galle
Kara Galle

View on SEC IAPD

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