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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-09-05
ND RA APPROVED 2025-09-05
  • MN RA
    APPROVED
    Since 2025-09-05
  • ND RA
    APPROVED
    Since 2025-09-05

Branch Locations

8338 Hwy 65 Ne Suite A, Spring Lake Park, MN 55432 • United States

216 Park Ave S, St Cloud, MN 56301 • United States

160 3Rd Ave Sw, Perham, MN 56573 • United States

5195 45Th Street South, Fargo, ND 58104 • United States

204 E Main Street, Madan, ND 58554 • United States

1116 Hwy 59 S, Detroit Lakes, MN 56550 • United States

840 43Rd Ave Ne Suite 100, Bismarck, ND 58503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Fargo ND 11/2014 08/2017
Haga Kommer, Ltd Fargo ND 01/2006 Present
Avantax Advisory Services Fargo ND 11/2020 09/2025
Avantax Investment Services, Inc. Fargo ND 05/2021 09/2025
Avantax Insurance Agency And/Or Avantax Insurance Services Fargo ND 01/2024 09/2025
Cetera Wealth Services, Llc Spring Lake Park MN 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
Haga Kommer Certified Public Accountants Fargo ND 10/2025 Present
Boss Advisors Llc, Hk Law Fargo ND 11/2025 Present
  • 11/2014 → 08/2017
    Investment Centers Of America, Inc.
    Fargo, ND
  • 01/2006 → Present
    Haga Kommer, Ltd
    Fargo, ND
  • 11/2020 → 09/2025
    Avantax Advisory Services
    Fargo, ND
  • 05/2021 → 09/2025
    Avantax Investment Services, Inc.
    Fargo, ND
  • 01/2024 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Fargo, ND
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Spring Lake Park, MN
  • 09/2025 → Present
    Schaumburg, IL
  • 10/2025 → Present
    Haga Kommer Certified Public Accountants
    Fargo, ND
  • 11/2025 → Present
    Boss Advisors Llc, Hk Law
    Fargo, ND
Previous Registrations
  • 2020-11-24 → 2025-09-05
    Avantax Advisory Services
    Fargo, ND
    Perham, MN
    Bismarck, ND
    Detroit Lakes, MN
    Madan, ND
    St Cloud, MN
    Spring Lake Park, MN
  • 2014-11-20 → 2017-08-07
    Investment Centers Of America, Inc.
    Bismarck, ND
    Fargo, ND
    Fargo, ND
Other Businesses

1) HAGA KOMMER, LTD. - 100% OWNER OF FULL SERVICE CPA FIRM. 2) PARAMOUNT PROPERTY MANAGEMENT - 50% OWNER WITH SPOUSE OF RENTAL PROPERTIES. 3) HIGHROAD PARTNERS, LLC - 50% OWNER OF INSURANCE AGENCY OFFERING HEALTH INSURANCE. 3) ASPIRE BANK - CHAIRMAN OF THE BOARD OF BANK HOLDING COMPANY. 4) ASPIRE GROUP LLC - 50% OWNER WITH SPOUSE OF OWNER OCCUPIED PROPERTIES. 5) PARK AVENUE PROPERTIES LLC - 67% OWNER OF OWNER OCCUPIED PROPERTIES. 6) HK WEALTH MANAGEMENT LLC POSITION: President NATURE: Pass through entity for Investment Adviser Representative business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/01/2020 ADDRESS: 5195 45th Street South, Suite 101, Fargo ND 58104, DESCRIPTION: Management and oversight of the Investment Advisors 7)KOMMER COMPANIES LLC POSITION: President NATURE: Investment and consulting into other companies in a minority position. Industries could include technology, manufacturing, digital advertising. Consulting will consist of management coaching and financial analysis. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2024 ADDRESS: 5195 45th St S, Fargo ND 58104, United States DESCRIPTION: Provide a strategic capital investment in exchange for a minority share in companies. Also provide management consulting to help companies achieve higher performance. 8) WOLF DEN PROPERTIES LLC POSITION: Sole Member NATURE: Single member LLC setup for the purchase of a commercial building that houses one of our CPA branches. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/19/2022 ADDRESS: 5195 45th St S, Fargo ND 58104, United States DESCRIPTION: Approved expenditures made for maintaining building and collection of rent from other 100% owned entity. 9) ASPIRE INSURANCE LLC POSITION: Board Member NATURE: Property and Casualty insurance agency. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2018 ADDRESS: 5195 45th St S, Fargo ND 58104, United States DESCRIPTION: Board Oversight 10) KAPRI FOR THREE LLC POSITION: Sole Shareholder NATURE: LLC setup to hold real estate of branch CPA office INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/31/2025 ADDRESS: 5195 45th St S, Fargo ND 58104, United States DESCRIPTION: Shareholder, no day to day management 11) KAPRI LLC POSITION: Sole Shareholder NATURE: LLC setup to hold real estate for CPA office INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2025 ADDRESS: 5195 45th St S, Fargo ND 58104, United States DESCRIPTION: None really total passive role 12) N40GB LLC; Partner; Partnership that owns and airplane for business travel.; NIR; 0; 06/01/2018; 5195 45th St S Fargo ND 58104; none 13) Kommer Properties LLC; Partner; Holds a commercial building for our office in Mandan, ND.; NIR; 0; 05/01/2021; 5195 45th St S Fargo ND 58104; none other than general admin work for collecting rent. 14) NAME OF OTHER BUSINESS: HAGA KOMMER CERTIFIED PUBLIC ACCOUNTANTS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX & ACCOUNTING; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: CEO/OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DAY TO DAY MANAGEMENT OF THE ORGANIZATION; 15) NAME OF OTHER BUSINESS: BOSS ADVISORS LLC, HK LAW INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LAW; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: CEO/OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: DAY TO DAY MANAGEMENT OF STAFF AND OVERALL STRATEGY;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-07-29
S65 Uniform Investment Adviser Law Examination 2020-10-08
S66 Uniform Combined State Law Examination 2014-11-20
  • S63 Uniform Securities Agent State Law Examination
    2021-07-29
  • S65 Uniform Investment Adviser Law Examination
    2020-10-08
  • S66 Uniform Combined State Law Examination
    2014-11-20
Other Names
  • Toby Kommer

View on SEC IAPD

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