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2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-18 |
Branch Locations
2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States
Pearland, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Houston | TX | 07/2015 | 04/2019 |
| Tiaa-Cref Individual & Institutional Services, Llc | Houston | TX | 07/2015 | 04/2019 |
| Td Ameritrade | Pearland | TX | 04/2019 | 09/2019 |
| Td Ameritrade Investment Management, Llc | Pearland | TX | 04/2019 | 09/2019 |
| Jp Morgan Securities, Llc | Houston | TX | 09/2019 | 07/2020 |
| Jp Morgan Chase Bank, N.A. | Houston | TX | 09/2019 | 07/2020 |
| Ark Alliance Financial Llc | Pearland | TX | 08/2020 | Present |
| Nwam, Llc Dba Northwest Asset Management | Mercer Island | WA | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-17 |
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