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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
4010 W. Boy Scout Blvd. Suite 1075, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Tampa | FL | 06/2014 | 11/2024 |
| The Prudential Insurance Company Of America | Tampa | FL | 06/2014 | Present |
| Lpl Enterprise, Llc | Tampa | FL | 11/2024 | Present |
1) 10/03/2024- Whittaker Family Foundation- Help bring financial awareness and support to the youth and offer assistance to those seeking in many different channels- Non-Profit Board Member- Not INV Related- Tampa, FL- Start Date- 02/10/2020- 5hrs/mth- 0hrs during trading 2) 09/27/2024- Lions Group Realty- My wife and I own several rental properties we manage. I am a licensed Realtor, and she is the broker of the company as well as the sole owner. I do not transact in the business and are purely in a support role to her and the properties- Real Estate Rental- INV Related- Tampa, FL- Start Date- 08/28/2014- 5hrs/mth- 0hrs during trading 3) 09/27/2024- Lions Group Investments- I buy and sell properties in my family business. I do not take income, but I do help manage the projects- Business Owner- INV Related- Tampa, FL- Start 08/28/2014- 5hrs/mth- 0hrs during trading 4) 09/27/2024- Arena Football League Players Union- Currently don't have a League we are organizing, but still operating to be ready if needed- Non-Profit Board Member- Not INV Related- Tampa, FL- Start Date 11/01/2017- 2hrs/mth- 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-09-09 |
| S65 | Uniform Investment Adviser Law Examination | 2015-12-19 |
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