Jon Aaron Cullen

Current Employers

B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

Authority	Category	Status	Date
MS	RA	APPROVED	2022-02-28

MS RA
APPROVED

Since 2022-02-28

Branch Locations

Oxford, MS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors, Inc.	Ridgeland	MS	08/2014	12/2019
Ftb Advisors, Inc.	Memphis	TN	09/2015	12/2019
B.RIley Wealth Management	Memphis	TN	12/2019	Present
B. Riley Wealth Advisors	Memphis	TN	07/2022	Present

08/2014 → 12/2019

Valic Financial Advisors, Inc.

Ridgeland, MS
09/2015 → 12/2019

Ftb Advisors, Inc.

Memphis, TN
12/2019 → Present

B.RIley Wealth Management

Memphis, TN
07/2022 → Present

B. Riley Wealth Advisors

Memphis, TN

Previous Registrations

2015-10-16 → 2019-12-09

First Horizon Advisors, Inc.

Memphis, TN
2015-01-26 → 2015-10-14

Valic Financial Advisors, Inc.

Ridgeland, MS

Other Businesses

1. T.H.E Wealth Management; Investment-related; 204 Eura Cove Oxford, MS, USA, 38655 Marketing name for financial securities business conducted through B. Riley Wealth Management; start date 2007; 40 hours / week devoted during securities trading hours 2. B. Riley Wealth Insurance; Investment-Related; Same Address as BRWM; Fixed Insurance Sales; Licensed Insurance Agent; Start Date 09/2025; As Many Hours As Needed Per Month

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-01-05
S63	Uniform Securities Agent State Law Examination	2014-10-24

S65 Uniform Investment Adviser Law Examination

2015-01-05
S63 Uniform Securities Agent State Law Examination

2014-10-24

View on SEC IAPD