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14850 Scenic Heights Road Suite #100, Eden Prairie, MN 55344 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2021-09-29 |
Branch Locations
725 Cool Springs Boulevard Suite 445, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Edne Prairie | MN | 08/2014 | 07/2021 |
| Raymond James Financial Services Advisors Inc. | Eden Prairie | MN | 10/2014 | 07/2021 |
| The Wealth Group - Austin B. Colby & Associates | Eden Prairie | MN | 01/2021 | Present |
1.INDEPENDENT INSURANCE AGENT, INVESTMENT RELATED, EDEN PRAIRIE, MN, INSURANCE, AGENT, 1 HOUR PER MONTH, ALL DURING TRADING HOURS, INSURANCE SALES. 2. Name of Business : The Wealth Group Address: 14850 Scenic Heights Rd Ste 100,Eden Prairie, MN Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 01/01/2021 Hours per month devoted to this business: 160 Hours per month devoted to this business during trading hours: 140 Description of duties: CFO
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-28 |
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