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Joseph Caughman

Morgan Stanley

Charleston, SC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-01-27
TX RA APPROVED_RES 2026-01-20
  • SC RA
    APPROVED
    Since 2026-01-27
  • TX RA
    APPROVED_RES
    Since 2026-01-20

Branch Locations

850 Morrison Drive Suite 800, Charleston, SC 29403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Charleston SC 05/2016 01/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charleston SC 05/2016 01/2026
Morgan Stanley Smith Barney Llc Charleston SC 01/2026 Present
Morgan Stanley Private Bank, N.A New York NY 02/2026 Present
  • 05/2016 → 01/2026
    Bank Of America, N.A.
    Charleston, SC
  • 05/2016 → 01/2026
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Charleston, SC
  • 01/2026 → Present
    Morgan Stanley Smith Barney Llc
    Charleston, SC
  • 02/2026 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-01
  • S66 Uniform Combined State Law Examination
    2014-11-01
Other Names
  • Joseph Daniel Caughman
  • Joe Caughman
  • Joseph D Caughman

View on SEC IAPD

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