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Daniel Alexander Short

Ubs Financial Services Inc.

Westlake Village, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-06
CA RA APPROVED 2018-04-18
  • TX RA
    APPROVED_RES
    Since 2021-09-06
  • CA RA
    APPROVED
    Since 2018-04-18

Branch Locations

3011 Townsgate Road Suite 300, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Westlake Village CA 07/2014 04/2018
California Lutheran University Thousand Oaks CA 01/2015 12/2017
Ubs Financial Services Inc. Westlake Village CA 04/2018 07/2018
Ubs Financial Services Inc. Westlake Village CA 07/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-18
  • S66 Uniform Combined State Law Examination
    2018-04-18

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
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