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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-24
TX RA APPROVED_RES 2024-05-31
NY RA APPROVED 2021-08-03
CT RA APPROVED 2018-02-14
  • FL RA
    APPROVED
    Since 2025-11-24
  • TX RA
    APPROVED_RES
    Since 2024-05-31
  • NY RA
    APPROVED
    Since 2021-08-03
  • CT RA
    APPROVED
    Since 2018-02-14

Branch Locations

Delray Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John K Briganti, Cpa Harrison NY 07/2004 Present
Invest Financial Corporation Harrison NY 01/2016 02/2018
Lpl Financial Llc Harrison NY 02/2018 Present
  • 07/2004 → Present
    John K Briganti, Cpa
    Harrison, NY
  • 01/2016 → 02/2018
    Invest Financial Corporation
    Harrison, NY
  • 02/2018 → Present
    Harrison, NY
Previous Registrations
  • 2016-01-04 → 2018-02-14
    Invest Financial Corporation
    Harrison, NY
    Harrison, NY
    Appleton, WI
Other Businesses

1. 02/14/2018 - BRIGANTI & LUCIANO CPA - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Partner - Start Date 07/01/2007 - 15 Hours Per Month/10 During Securities Trading. 2. 11/26/2018 - Luciano Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/30/2018 - 0 Hours Per Month. 3. 1/28/2019 - All-In tax advisors - Not Investment Related - Home Based - Tax Prep/Accounting/CPA - President - Started 01/31/2019 - 25 Hours Per Month/10 Hours During Securities Trading. 4. 12/17/2024 - AIA Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 01/01/2025 - 30 Hrs/Mth - 30 Hrs During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-24
  • S66 Uniform Combined State Law Examination
    2014-09-24

View on SEC IAPD

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