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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-10 |
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2021-02-18 |
| TX | RA | APPROVED | 2021-02-18 |
Branch Locations
58 South Service Road Suite 310, Melville, NY 11747 • United States
Smithtown, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Melville | NY | 07/2014 | 02/2021 |
| Bank Of America N.A. | Melville | NY | 12/2014 | 02/2021 |
| Ubs Financial Services Inc. | Melville | NY | 02/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-26 |
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