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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-10
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2021-02-18
TX RA APPROVED 2021-02-18
  • FL RA
    APPROVED
    Since 2024-04-10
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2021-02-18
  • TX RA
    APPROVED
    Since 2021-02-18

Branch Locations

58 South Service Road Suite 310, Melville, NY 11747 • United States

Smithtown, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Melville NY 07/2014 02/2021
Bank Of America N.A. Melville NY 12/2014 02/2021
Ubs Financial Services Inc. Melville NY 02/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-26
  • S66 Uniform Combined State Law Examination
    2015-02-26
Designations
Other Names
  • Sarah Depiro

View on SEC IAPD

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