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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-08 |
| TX | RA | APPROVED | 2025-08-08 |
Branch Locations
1888 Century Park E, Floor 5, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American United Life | Indianapolis | IN | 07/2015 | 08/2023 |
| Oneamerica Securities | Indianapolis | IN | 07/2015 | 08/2023 |
| Evoke Advisors | Los Angeles | CA | 08/2023 | 07/2025 |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 08/2025 | Present |
| J.P. Morgan Securities Llc | Los Angeles | CA | 08/2025 | Present |
| California Basketball Referee | Los Angeles | CA | 10/2017 | Present |
| Basketball Referee - Ncaa | Indianapolis | IN | 03/2026 | Present |
| Ybb Group, Llc | Pittsburgh | PA | 03/2026 | Present |
| Sh&T Enterprises, Llc | Chicago | IL | 03/2026 | Present |
Entity Name: SH&T Enterprises, LLC Investment related: Yes "Address: Company is called SymmetRE. Website is https://symmetre.com/ Address is 420 N Wabash Ave. Suite 510 Chicago, IL 60611" Nature of the other business: Investment Position/Title/Relationship: Owner/Partner Start Date: 03/30/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is an ownership LLC I alongside a joint owner created to invest in a friends and family round for the company SymmetRE. The company operates a Real Estate management platform for developers. Entity Name: YBB Group, LLC Investment related: No Address: Pittsburgh PA Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 03/30/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Real Estate Ownership of a duplex in Pittsburgh, PA. I am a joint owner of this property along with a college roommate and am responsible for coordinating property management of this building Entity Name: Basketball Referee - NCAA Investment related: No Address: NCAA - 700 West Washington Street, Indianapolis, IN 46204 Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 03/30/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am an independent contractor, paid to officiate NCAA member school basketball games during the basketball season.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-09 |
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