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May Thuy Tran

Wells Fargo Clearing Services, LLC

Walnut Creek, CA

Alameda, CA

Alameda, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-20
  • CA RA
    APPROVED
    Since 2024-08-20

Branch Locations

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

2260 Otis Dr, Alameda, CA 94501 • United States

821 Marina Village Pkwy, Alameda, CA 94501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Leandro CA 07/2014 11/2016
Wells Fargo Clearing Services, Llc San Leandro CA 11/2016 07/2022
Edward Jones St Louis MO 06/2023 08/2024
Wells Fargo Clearing Services, Llc Walnut Creek CA 08/2024 Present
Unemployed Hayward CA 08/2022 05/2023
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-05
  • S66 Uniform Combined State Law Examination
    2014-12-05

View on SEC IAPD

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