Best Investors Account Sign in

Michael Joseph Chua

J.P. Morgan Securities LLC

San Francisco, CA

San Francisco, CA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-02-01
CA RA APPROVED 2017-10-31
  • TX RA
    APPROVED
    Since 2018-02-01
  • CA RA
    APPROVED
    Since 2017-10-31

Branch Locations

98 W. Portal Ave, San Francisco, CA 94127 • United States

265 Winston Dr, Ste A, San Francisco, CA 94132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc San Francisco CA 07/2014 11/2017
Jpmorgan Chase Bank San Francisco CA 07/2014 11/2017
Jpmorgan Chase Bank, N.A. San Francisco CA 11/2017 Present
J.P. Morgan Securites, Llc San Francisco CA 11/2017 Present
  • 07/2014 → 11/2017
    Jp Morgan Securities Llc
    San Francisco, CA
  • 07/2014 → 11/2017
    Jpmorgan Chase Bank
    San Francisco, CA
  • 11/2017 → Present
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
  • 11/2017 → Present
    J.P. Morgan Securites, Llc
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-25
S63 Uniform Securities Agent State Law Examination 2014-08-21
  • S66 Uniform Combined State Law Examination
    2017-10-25
  • S63 Uniform Securities Agent State Law Examination
    2014-08-21
Other Names
  • Michael J Chua

View on SEC IAPD

Other Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.
1SHARPE CAPITAL LLC
RBC SECURITIES, INC
STRATEGIC ADVISERS LLC
VALEAS CAPITAL PARTNERS
ZENTARA EXCHANGE LTD

Other Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS
MARK ALLAN ANDERSON
RALPH MELVILLE DRYBROUGH
PAUL ROBERT TOUCHSTONE
Jacob David Mahoney
ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

More in San Francisco, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor