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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-17 |
| LA | RA | APPROVED | 2021-11-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimerfunds Distributor, Inc. | Centennial | CO | 02/2016 | 09/2016 |
| T Rowe Price | Owings Mills | MD | 07/2019 | 08/2021 |
| Oppenheimerfunds Distributor, Inc. | Centennial | CO | 09/2016 | 08/2018 |
| Oppenheimerfunds Distributor, Inc. | Centennial | CO | 08/2018 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Orleans | LA | 09/2021 | Present |
| Bank Of America, N.A. | New Orleans | LA | 12/2021 | Present |
I*2666269, Entity Type: , Name of OBA: CFA Society Louisiana, Address: Metairie, Louisiana, 70002, Investment Related: N, Position, Title, Association: Board Member, Officer, Employee State Date: 07/01/2023, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: President of the Board. Coordinate with board members to plan lunches and annual forecast dinner; facilitate board meetings; communicate with CFA Institute on behalf of CFA Society Louisiana. The main objective for CFA Society of Louisiana is to continue to offer membership engagement via planned events throughout the duration of the year, including 8 lunches and one annual forecast dinner. Secondary objective includes engaging with local universities via CFA Research Challenge and sponsorships.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-08 |
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