Nicholas Edwin Moss

Columbia Management Investment Advisers, LLC

Claim This Profile

Current Employers

Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2018-01-04
MI	RA	APPROVED	2017-01-30

WI RA
APPROVED

Since 2018-01-04
MI RA
APPROVED

Since 2017-01-30

Branch Locations

Brookfield, WI • United States

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Columbia Management Distributors, Inc.	Boston	MA	11/2009	Present
Riversource Investments	Minneapolis	MN	05/2010	Present
Riversource Fund Distributors, Inc.	Boston	MA	05/2010	Present

11/2009 → Present

Columbia Management Distributors, Inc.

Boston, MA
05/2010 → Present

Riversource Investments

Minneapolis, MN
05/2010 → Present

Riversource Fund Distributors, Inc.

Boston, MA

Previous Registrations

2009-12-15 → 2010-05-01

Bofa Advisors, Llc

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-14

S66 Uniform Combined State Law Examination

2009-12-14

View on SEC IAPD

More in Brookfield, WI

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor