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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-11-13 |
Branch Locations
707 Wilshire Blvd, 57Th Floor, Los Angeles, CA 90017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Los Angeles | CA | 07/2014 | 06/2017 |
| Jpmorgan Chase Bank. | Los Angeles | CA | 07/2014 | 06/2017 |
| California State University, Fullerton | Fullerton | CA | 01/2017 | Present |
| California Bank & Trust (Zions Affiliate) | Los Angeles | CA | 03/2018 | Present |
| Lpl Financial Llc | Los Angeles | CA | 04/2018 | Present |
1)5/3/18- CB&T Wealth Advisors- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2)5/3/18- California Bank & Trust- Financial Institution Duty/Private Banking Relationship Manager - Inv. Related- at reported business location(s)- 100%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-28 |
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