Best Investors Account Sign in
Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-03-23
  • CA RA
    APPROVED
    Since 2017-03-23

Branch Locations

3625 E Thousand Oaks Blvd Suite # 266, Westlake Village, CA 91362 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Westlake Village CA 07/2015 Present
American Federation Of Musicians' Local 47 Chapter Hollywood CA 07/2010 Present
  • 07/2015 → Present
    Westlake Village, CA
  • 07/2010 → Present
    American Federation Of Musicians' Local 47 Chapter
    Hollywood, CA
Other Businesses

1. 07/30/2015 - GUIDEWELL FINANCIAL - INV REL - 3626 E THOUSAND OAKS BLVD, #266 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 07/01/2014 - 120 HOURS PER MONTH, 95% TIME SPENT, 8 DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-13
  • S66 Uniform Combined State Law Examination
    2016-12-13
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Westlake Village, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor