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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-03-23 |
Branch Locations
3625 E Thousand Oaks Blvd Suite # 266, Westlake Village, CA 91362 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Westlake Village | CA | 07/2015 | Present |
| American Federation Of Musicians' Local 47 Chapter | Hollywood | CA | 07/2010 | Present |
1. 07/30/2015 - GUIDEWELL FINANCIAL - INV REL - 3626 E THOUSAND OAKS BLVD, #266 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 07/01/2014 - 120 HOURS PER MONTH, 95% TIME SPENT, 8 DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-13 |
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